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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B (convertible) Common Stock | (6) | 04/01/2015 | J(1) | 8,012,712 | (6) | (6) | Class A Common Stock | 8,012,712 | $ 0 | 8,012,712 (2) | I | by A&Z 2015 Business Holdings LP (3) | |||
Class B (convertible) Common Stock | (6) | 03/31/2015 | G(4) | V | 667,368 | (6) | (6) | Class A Common Stock | 667,368 | $ 0 | 667,368 (2) | I | by MLR&R (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STERN ZACHARY M C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR, NY 14564 |
X |
/s/ Abigail J. Bennett for Zachary M. Stern | 04/03/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On April 1, 2015, a trust of which the reporting person is the discretionary beneficiary contributed its general partner interests in CWC Partnership I and CWC Partnership II to A&Z Holdings (defined below) and another trust of which the reporting person is a discretionary beneficiary contributed 1,350,000 shares of Class B Common Stock to A&Z Holdings. Share amounts also include shares held directly by MLR&R (defined below). |
(2) | Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(3) | A&Z 2015 Business Holdings LP ("A&Z Holdings") is a limited partnership and its general partner is A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management owns a .025% interest in A&Z Holdings. The reporting person indirectly holds limited partnership interests in A&Z Holdings and is a member of A&Z Management. |
(4) | Distribution to the reporting person from a trust of a .01% general partner interest in MLR&R (defined below). |
(5) | M,L,R&R ("MLR&R") is a general partnership of which the reporting person is a general partner, and in which the reporting person has a pecuniary interest. The reporting person is a limited partner of A&Z Holdings, and a member of its general partner, A&Z Management. A&Z Holdings is also a general partner of MLR&R. |
(6) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. |
Remarks: poastern.txt |