1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option (right to buy)
|
11/30/2017(1)
|
11/30/2026 |
Class 1 (convertible) Common Stock
|
942
|
$
151.14
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
04/21/2018(1)
|
04/21/2027 |
Class 1 (convertible) Common Stock
|
954
|
$
172.09
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
04/23/2019(1)
|
04/23/2028 |
Class 1 (convertible) Common Stock
|
1,260
|
$
228.26
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
04/23/2020(1)
|
04/23/2029 |
Class 1 (convertible) Common Stock
|
2,461
|
$
207.48
|
D
|
|
Restricted Stock Units
|
05/01/2020(2)
|
05/01/2020(2)
|
Class A Common Stock
|
39
|
$
(3)
|
D
|
|
Restricted Stock Units
|
05/01/2020(4)
|
05/01/2021(4)
|
Class A Common Stock
|
74
|
$
(3)
|
D
|
|
Restricted Stock Units
|
(5)
|
05/01/2021(5)
|
Class A Common Stock
|
212
|
$
(3)
|
D
|
|
Restricted Stock Units
|
05/01/2020(6)
|
05/01/2022(6)
|
Class A Common Stock
|
136
|
$
(3)
|
D
|
|
Restricted Stock Units
|
05/01/2020(7)
|
05/01/2023(7)
|
Class A Common Stock
|
256
|
$
(3)
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This option becomes exercisable at the rate of 25% per year beginning on the date specified. |
(2) |
These restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. |
(3) |
Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. |
(4) |
These restricted stock units vest in two equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. |
(5) |
These restricted stock units vest as follows: one-third on May 1, 2020 and the remaining two-thirds on May 1, 2021. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. |
(6) |
These restricted stock units vest in three equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. |
(7) |
These restricted stock units vest in four equal annual installments beginning on the date specified. Vested shares will be delivered to the reporting person as of each vesting date net of shares withheld to satisfy taxes. |