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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B (convertible) Common Stock | (10) | 05/12/2016 | J(2) | 667,368 | (10) | (10) | Class A Common Stock | 667,368 | (2) | 8,012,712 (3) | I | by A&Z 2015 Business Holdings LP (4) | |||
Class B (convertible) Common Stock | (10) | 05/12/2016 | J(2) | 667,368 | (10) | (10) | Class A Common Stock | 667,368 | (2) | 0 | I | by MLR&R | |||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 20,695 | 20,695 | I | by Nancy Sands Desc. Trust (6) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 1,350,000 | 1,350,000 | I | by RCT 2015 Business Holdings LP (11) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 5,300,000 | 5,300,000 | I | by RES Business Holdings LP (12) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 1,350,000 | 1,350,000 | I | by RHT 2015 Business Holdings LP (13) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 1,412,492 | 1,412,492 | I | by RSS 2015 Business Holdings LP (14) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 4,518,258 | 4,518,258 | I | by RSS Business Holdings LP (15) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 156 | 156 | I | by RSS Business Management LLC (16) | |||||||
Class B (convertible) Common Stock | (10) | (10) | (10) | Class A Common Stock | 619,892 | 619,892 | I | by SER Business Holdings LP (7) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BENNETT ABIGAIL J C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR, NY 14564 |
X |
/s/ Abigail J. Bennett | 05/16/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person has been a general partner of M,L,R&R prior to the exchange described in footnote 2 below and has previously reported all of the shares held by M,L,R&R. On May 13, 2016, M,L,R&R distributed all of its shares of Class A Common Stock to its general partners, on a pro rata basis. Consequently, the reporting person received 32,415 shares of Class A Common Stock through this distribution and no longer indirectly holds any shares through M,L,R&R. |
(2) | On May 12, 2016, A&Z 2015 Business Holdings LP ("A&Z Holdings") exchanged, on a one-for-one basis, shares of Class A Common Stock for shares of Class B Common Stock with an affiliated general partnership, M,L,R&R. |
(3) | Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(4) | A&Z Holdings is a limited partnership and its general partner is A&Z 2015 Business Management LLC ("A&Z Management"). A&Z Management owns a .025% interest in A&Z Holdings. The reporting person indirectly holds limited partner interests in A&Z Holdings and is a member of A&Z Management. |
(5) | The reporting person no longer beneficially owns any shares of Class A Common Stock indirectly through M,L,R&R. See footnote 1 above. |
(6) | The reporting person disclaims beneficial ownership of the shares held by such trust except to the extent of her interest as a contingent remainder beneficiary of such trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purpose of Section 16 or any other purpose. |
(7) | Held by SER Business Holdings LP ("SER Holdings"). SER Business Management LLC ("SER Management") is the sole general partner of SER Holdings, holding a .016% general partner interest, and the reporting person is the sole non-member manager of SER Management. The reporting person disclaims beneficial ownership of the shares held by SER Holdings except to the extent of her interest as a contingent remainder beneficiary of the JS Family Trust and the JS Descendants' Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(8) | Held by SSR Business Holdings LP ("SSR Holdings"). SSR Business Management LLC ("SSR Management") is the sole general partner of SSR Holdings, holding a .016% general partner interest, and the reporting person is the sole non-member manager of SSR Management. The reporting person disclaims beneficial ownership of the shares held by SSR Holdings except to the extent of her interest as a contingent remainder beneficiary of the NS Family Trust and the NS Descendants' Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(9) | Held by SSR Management. The NS Family Trust is the sole member of SSR Management. The reporting person disclaims beneficial ownership of the shares held by SSR Management except to the extent of her interest as a contingent remainder beneficiary of the NS Family Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(10) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. |
(11) | Held by RCT 2015 Business Holdings LP ("RCT Holdings"). RCT 2015 Business Management LLC ("RCT Management") is the sole general partner of RCT Holdings, holding a .025% general partner interest, and the reporting person is the sole non-member manager of RCT Management. |
(12) | Held by RES Business Holdings LP ("RES Holdings"). RES Business Management LLC ("RES Management") is the sole general partner of RES Holdings, holding a .01% general partner interest, and the reporting person is the sole non-member manager of RES Management. The reporting person disclaims beneficial ownership of the shares held by RES Holdings except to the extent of her interest as a contingent remainder beneficiary of the JS Family Trust and the JS Descendants' Trust, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(13) | Held by RHT 2015 Business Holdings LP ("RHT Holdings"). RHT 2015 Business Management LLC ("RHT Management") is the sole general partner of RHT Holdings, holding a .025% general partner interest, and the reporting person is the sole non-member manager of RHT Management. |
(14) | Held by RSS 2015 Business Holdings LP ("RSS 2015 Holdings"). RSS 2015 Business Management LLC ("RSS 2015 Management") is the sole general partner of RSS 2015 Holdings, holding a .025% general partner interest, and the reporting person is the sole non-member manager of RSS 2015 Management. |
(15) | Held by RSS Business Holdings LP ("RSS Holdings"). RSS Business Management LLC ("RSS Management") is the sole general partner of RSS Holdings, holding a .01% general partner interest, and the reporting person is the sole non-member manager of RSS Management. The reporting person disclaims beneficial ownership of the shares held by RSS Holdings except to the extent of her interest as a contingent remainder beneficiary of the Nancy Sands Family Trust and the Nancy Sands Descendants' Trust, and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |
(16) | Held by RSS Management. The Nancy Sands Family Trust is the sole member of RSS Management. The reporting person disclaims beneficial ownership of the shares held by RSS Management except to the extent of her interest as a contingent remainder beneficiary of the Nancy Sands Family Trust, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. |