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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B (convertible) Common Stock | (4) | 10/21/2015 | J(1) | 667,368 | (4) | (4) | Class A Common Stock | 667,368 | (1) | 0 | I | by MLR&R (2) | |||
Class B (convertible) Common Stock | (4) | (4) | (4) | Class A Common Stock | 7,345,344 | 7,345,344 | D (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
A&Z 2015 BUSINESS HOLDINGS LP C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR, NY 14564 |
X | |||
A&Z 2015 BUSINESS MANAGEMENT LLC C/O CONSTEL 207 HIGH PO VICTOR, NY 14564 |
Member of 10% owner group |
/s/ Abigail J. Bennett, Manager of A&Z 2015 Business Management LLC, General Partner of A&Z 2015 Business Holdngs LP | 10/23/2015 | |
**Signature of Reporting Person | Date | |
/s/ Abigail J. Bennett, Manager of A&Z 2015 Business Management LLC | 10/23/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 21, 2015, A&Z 2015 Business Holdings LP ("A&Z Holdings") distributed its general partner interests in M,L,R&R to limited partners. |
(2) | M,L,R&R is a general partnership of which A&Z Holdings was a general partner prior to the distribution described in footnote 1 above. |
(3) | This report is filed jointly by A&Z Holdings and A&Z 2015 Business Management LLC ("A&Z Management"). The reported securities are owned directly by A&Z Holdings. A&Z Management is the general partner of, and owns a .025% interest in, A&Z Holdings. Abigail Bennett and Zachary Stern are the members of A&Z Management and indirectly hold limited partner interests of A&Z Holdings. |
(4) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. |