Form: 8-K

Current report filing

August 4, 1999

8-K: Current report filing

Published on August 4, 1999



SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT


Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): July 28, 1999
-----------------

COMMISSION FILE NUMBER 0-7570



DELAWARE CANANDAIGUA BRANDS, INC 16-0716709
AND ITS SUBSIDIARIES:
NEW YORK BATAVIA WINE CELLARS, INC 16-1222994
NEW YORK CANANDAIGUA WINE COMPANY, INC. 16-1462887
NEW YORK CANANDAIGUA EUROPE LIMITED 16-1195581
ENGLAND AND WALES CANANDAIGUA LIMITED ---
NEW YORK POLYPHENOLICS, INC. 16-1546354
NEW YORK ROBERTS TRADING CORP. 16-0865491
DELAWARE BARTON INCORPORATED 36-3500366
DELAWARE BARTON BRANDS, LTD. 36-3185921
MARYLAND BARTON BEERS, LTD. 36-2855879
CONNECTICUT BARTON BRANDS OF CALIFORNIA, INC. 06-1048198
GEORGIA BARTON BRANDS OF GEORGIA, INC. 58-1215938
NEW YORK BARTON DISTILLERS IMPORT CORP. 13-1794441
DELAWARE BARTON FINANCIAL CORPORATION 51-0311795
WISCONSIN STEVENS POINT BEVERAGE CO. 39-0638900
ILLINOIS MONARCH IMPORT COMPANY 36-3539106
GEORGIA THE VIKING DISTILLERY, INC. 58-2183528
(State or other jurisdiction of incorporation (Exact name of registrant as specified in its (I.R.S. Employer
or organization) charter) Identification No.)



300 WillowBrook Office Park, Fairport, New York 14450
----------------------------------------------- -----
(Address of principal executive offices) (Zip Code)


Registrant's telephone number, including area code (716) 218-2169
--------------


-------------------------------------------------------------
(Former name or former address, if changed since last report)

ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS

The following exhibits are filed to be incorporated into registration
statement No. 333-67037:

1.1. Underwriting Agreement dated July 28, 1999 by and among Canandaigua Brands,
Inc., Batavia Wine Cellars, Inc., Barton Incorporated, Barton Brands, Ltd.,
Barton Beers, Ltd., Barton Brands of California, Inc., Barton Brands of Georgia,
Inc., Barton Distillers Import Corp., Barton Financial Corporation, Stevens
Point Beverage Co., Canandaigua Limited, Monarch Import Company, Canandaigua
Wine Company, Inc., The Viking Distillery, Inc., Canandaigua Europe Limited,
Roberts Trading Corp. and Polyphenolics, Inc., as Issuers, and J.P. Morgan
Securities Inc., Bear, Stearns & Co. Inc., Credit Suisse First Boston
Corporation, Salomon Smith Barney Inc., CIBC World Markets Corp., Deutsche Bank
Securities Inc., Hambrecht & Quist LLC, Lehman Brothers Inc., Merrill Lynch,
Pierce, Fenner & Smith Incorporated and Schroder & Co. Inc., as Underwriters.

4.1 Form of Supplemental Indenture No. 2 to be dated as of August 4, 1999 by and
among Canandaigua Brands, Inc., as Issuer, and Batavia Wine Cellars, Inc.,
Barton Incorporated, Barton Brands, Ltd., Barton Beers, Ltd., Barton Brands of
California, Inc., Barton Brands of Georgia, Inc., Barton Distillers Import
Corp., Barton Financial Corporation, Stevens Point Beverage Co., Canandaigua
Limited, Monarch Import Company, Canandaigua Wine Company, Inc., The Viking
Distillery, Inc., Canandaigua Europe Limited, Roberts Trading Corp. and
Polyphenolics, Inc., as Guarantors, and Harris Trust and Savings Bank, as
Trustee.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.


CANANDAIGUA BRANDS, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Senior Vice
President and Chief Financial
Officer


SUBSIDIARIES

BATAVIA WINE CELLARS, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer


CANANDAIGUA WINE COMPANY, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer


CANANDAIGUA EUROPE LIMITED

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer

CANANDAIGUA LIMITED

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Finance Director

POLYPHENOLICS, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer


ROBERTS TRADING CORP.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, President and Treasurer


BARTON INCORPORATED

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


BARTON BRANDS, LTD.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


BARTON BEERS, LTD.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


BARTON BRANDS OF CALIFORNIA, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


BARTON BRANDS OF GEORGIA, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President

BARTON DISTILLERS IMPORT CORP.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


BARTON FINANCIAL CORPORATION

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


STEVENS POINT BEVERAGE CO.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


MONARCH IMPORT COMPANY

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President


THE VIKING DISTILLERY, INC.

Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President