8-K: Current report filing
Published on August 4, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 1999
-----------------
COMMISSION FILE NUMBER 0-7570
300 WillowBrook Office Park, Fairport, New York 14450
----------------------------------------------- -----
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (716) 218-2169
--------------
-------------------------------------------------------------
(Former name or former address, if changed since last report)
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
The following exhibits are filed to be incorporated into registration
statement No. 333-67037:
1.1. Underwriting Agreement dated July 28, 1999 by and among Canandaigua Brands,
Inc., Batavia Wine Cellars, Inc., Barton Incorporated, Barton Brands, Ltd.,
Barton Beers, Ltd., Barton Brands of California, Inc., Barton Brands of Georgia,
Inc., Barton Distillers Import Corp., Barton Financial Corporation, Stevens
Point Beverage Co., Canandaigua Limited, Monarch Import Company, Canandaigua
Wine Company, Inc., The Viking Distillery, Inc., Canandaigua Europe Limited,
Roberts Trading Corp. and Polyphenolics, Inc., as Issuers, and J.P. Morgan
Securities Inc., Bear, Stearns & Co. Inc., Credit Suisse First Boston
Corporation, Salomon Smith Barney Inc., CIBC World Markets Corp., Deutsche Bank
Securities Inc., Hambrecht & Quist LLC, Lehman Brothers Inc., Merrill Lynch,
Pierce, Fenner & Smith Incorporated and Schroder & Co. Inc., as Underwriters.
4.1 Form of Supplemental Indenture No. 2 to be dated as of August 4, 1999 by and
among Canandaigua Brands, Inc., as Issuer, and Batavia Wine Cellars, Inc.,
Barton Incorporated, Barton Brands, Ltd., Barton Beers, Ltd., Barton Brands of
California, Inc., Barton Brands of Georgia, Inc., Barton Distillers Import
Corp., Barton Financial Corporation, Stevens Point Beverage Co., Canandaigua
Limited, Monarch Import Company, Canandaigua Wine Company, Inc., The Viking
Distillery, Inc., Canandaigua Europe Limited, Roberts Trading Corp. and
Polyphenolics, Inc., as Guarantors, and Harris Trust and Savings Bank, as
Trustee.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CANANDAIGUA BRANDS, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Senior Vice
President and Chief Financial
Officer
SUBSIDIARIES
BATAVIA WINE CELLARS, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer
CANANDAIGUA WINE COMPANY, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer
CANANDAIGUA EUROPE LIMITED
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer
CANANDAIGUA LIMITED
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Finance Director
POLYPHENOLICS, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer
ROBERTS TRADING CORP.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, President and Treasurer
BARTON INCORPORATED
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BRANDS, LTD.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BEERS, LTD.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BRANDS OF CALIFORNIA, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BRANDS OF GEORGIA, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON DISTILLERS IMPORT CORP.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON FINANCIAL CORPORATION
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
STEVENS POINT BEVERAGE CO.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
MONARCH IMPORT COMPANY
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
THE VIKING DISTILLERY, INC.
Dated: August 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President