8-K: Current report filing
Published on March 3, 1999
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 25, 1999
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COMMISSION FILE NUMBER 0-7570
DELAWARE CANANDAIGUA BRANDS, INC. 16-0716709
AND ITS SUBSIDIARIES:
NEW YORK BATAVIA WINE CELLARS, INC. 16-1222994
NEW YORK CANANDAIGUA WINE COMPANY, INC. 16-1462887
NEW YORK CANANDAIGUA EUROPE LIMITED 16-1195581
ENGLAND AND WALES CANANDAIGUA LIMITED ---
NEW YORK POLYPHENOLICS, INC. 16-1546354
NEW YORK ROBERTS TRADING CORP. 16-0865491
DELAWARE BARTON INCORPORATED 36-3500366
DELAWARE BARTON BRANDS, LTD. 36-3185921
MARYLAND BARTON BEERS, LTD. 36-2855879
CONNECTICUT BARTON BRANDS OF CALIFORNIA, INC. 06-1048198
GEORGIA BARTON BRANDS OF GEORGIA, INC. 58-1215938
NEW YORK BARTON DISTILLERS IMPORT CORP. 13-1794441
DELAWARE BARTON FINANCIAL CORPORATION 51-0311795
WISCONSIN STEVENS POINT BEVERAGE CO. 39-0638900
ILLINOIS MONARCH IMPORT COMPANY 36-3539106
GEORGIA THE VIKING DISTILLERY, INC. 58-2183528
(State or other (Exact name of registrant as (I.R.S. Employer
jurisdiction of specified in its charter) Identification
incorporation or No.)
organization)
300 WillowBrook Office Park, Fairport, New York 14450
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (716) 393-4130
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(Former name or former address, if changed since last report)
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
The following exhibits are filed to be incorporated into registration
statement No. 333-67037:
1.1. Underwriting Agreement dated February 25, 1999 by and among Canandaigua
Brands, Inc., Batavia Wine Cellars, Inc., Barton Incorporated, Barton Brands,
Ltd., Barton Beers, Ltd., Barton Brands of California, Inc., Barton Brands of
Georgia, Inc., Barton Distillers Import Corp., Barton Financial Corporation,
Stevens Point Beverage Co., Canandaigua Limited, Monarch Import Company,
Canandaigua Wine Company, Inc., The Viking Distillery, Inc., Canandaigua Europe
Limited, Roberts Trading Corp. and Polyphenolics, Inc., as Issuers, and Chase
Securities Inc., Credit Suisse First Boston Corporation, Fleet Securities, Inc.,
Schroder & Co. Inc. and Scotia Capital Markets (USA) Inc., as Underwriters.
99.1 Form of Indenture dated as of February 25, 1999 by and among Canandaigua
Brands, Inc., as Issuer, and Batavia Wine Cellars, Inc., Barton Incorporated,
Barton Brands, Ltd., Barton Beers, Ltd., Barton Brands of California, Inc.,
Barton Brands of Georgia, Inc., Barton Distillers Import Corp., Barton Financial
Corporation, Stevens Point Beverage Co., Canandaigua Limited, Monarch Import
Company, Canandaigua Wine Company, Inc., The Viking Distillery, Inc.,
Canandaigua Europe Limited, Roberts Trading Corp. and Polyphenolics, Inc., as
Guarantors, and Harris Trust and Savings Bank, as Trustee.
99.2 Form of Supplemental Indenture No. 1 dated as of February 25, 1999 by and
among Canandaigua Brands, Inc., as Issuer, and Batavia Wine Cellars, Inc.,
Barton Incorporated, Barton Brands, Ltd., Barton Beers, Ltd., Barton Brands of
California, Inc., Barton Brands of Georgia, Inc., Barton Distillers Import
Corp., Barton Financial Corporation, Stevens Point Beverage Co., Canandaigua
Limited, Monarch Import Company, Canandaigua Wine Company, Inc., The Viking
Distillery, Inc., Canandaigua Europe Limited, Roberts Trading Corp. and
Polyphenolics, Inc., as Guarantors, and Harris Trust and Savings Bank, as
Trustee.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, each
Registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
CANANDAIGUA BRANDS, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Senior Vice
President and Chief Financial
Officer
SUBSIDIARIES
BATAVIA WINE CELLARS, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Treasurer
CANANDAIGUA WINE COMPANY, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Treasurer
CANANDAIGUA EUROPE LIMITED
Dated: March 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Treasurer
CANANDAIGUA LIMITED
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Director
(Principal Financial Officer and
Principal Accounting Officer)
POLYPHENOLICS, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
and Treasurer
ROBERTS TRADING CORP.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Treasurer
BARTON INCORPORATED
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
BARTON BRANDS, LTD.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
BARTON BEERS, LTD.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BRANDS OF CALIFORNIA, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
--------------------------------
Thomas S. Summer, Vice President
BARTON BRANDS OF GEORGIA, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
BARTON DISTILLERS IMPORT CORP.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
BARTON FINANCIAL CORPORATION
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
STEVENS POINT BEVERAGE CO.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
MONARCH IMPORT COMPANY
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President
THE VIKING DISTILLERY, INC.
Dated: March 3, 1999 By: /s/ Thomas S. Summer
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Thomas S. Summer, Vice President