UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* CONSETLLATION BRANDS, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Class A Common Stock, par value $.01 per share Class B Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------------------------------------------------- (CUSIP Number) Roger W. Byrd, Esq. Nixon Peabody LLP 1300 Clinton Square Rochester, New York 14604 716-263-1687 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) August 28, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. |_| NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) R, R, M & C Partners, L.L.C. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 2,002,002 WITH Class B Shares 0 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 5.5% Class B Shares 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- 2 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) R, R, M & C Group, L.P. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 2,002,002 WITH Class B Shares 0 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 5.5% Class B Shares 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN - -------------------------------------------------------------------------------- 3 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) R, R, M & C Management Corporation - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Missouri - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 2,002,002 WITH Class B Shares 0 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 2,002,002 Class B Shares 0 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 5.5% Class B Shares 0.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- 4 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) The Stockholder Group described in Item 2 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Not Applicable - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 4,202,063 WITH Class B Shares 5,676,742 -------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 4,202,063 Class B Shares 5,676,742 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 4,202,063 (9,878,805 if Class B Shares were converted) Class B Shares 5,676,742 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 11.3% (23.1% if Class B Shares were converted) Class B Shares 93.4% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) OO - -------------------------------------------------------------------------------- 5 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Richard Sands - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 398,302 SHARES Class B Shares 1,477,058 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 2,297,356 WITH Class B Shares 2,715,036 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 398,302 Class B Shares 1,477,058 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 2,297,356 Class B Shares 2,715,036 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 2,695,658 (6,887,752 if Class B Shares were converted) Class B Shares 4,192,094 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 7.3% (16.8% if Class B Shares were converted) Class B Shares 69.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 6 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Robert Sands - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 428,299 SHARES Class B Shares 1,475,648 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 2,297,356 WITH Class B Shares 2,715,036 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 428,299 Class B Shares 1,475,648 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 2,297,356 Class B Shares 2,715,036 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 2,725,655 (6,916,339 if Class B Shares were converted) Class B Shares 4,190,684 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 7.4% (16.9% if Class B Shares were converted) Class B Shares 69.0% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 7 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) Marilyn Sands - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 1,078,106 SHARES Class B Shares 9,000 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 177,452 WITH Class B Shares 203,700 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 1,078,106 Class B Shares 9,000 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 177,452 Class B Shares 203,700 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 1,255,558 (1,468,258 if Class B Shares were converted) Class B Shares 212,700 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 3.4% (4.0% if Class B Shares were converted) Class B Shares 3.5% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- 8 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) CWC Partnership-I - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 266,092 WITH Class B Shares 1,524,770 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 266,092 Class B Shares 1,524,770 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 266,092 (1,790,862 if Class B Shares were converted) Class B Shares 1,524,770 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 0.7% (4.7% if Class B Shares were converted) Class B Shares 25.1% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN - -------------------------------------------------------------------------------- 9 - -------------------------------------- CUSIP NO. Class A 21036P 10 8 Class B 21036P 20 7 - -------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) M, L, R & R - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (A) |X| (B) | | - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS (See Instructions) OO - -------------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) |_| - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF Class A Shares 0 SHARES Class B Shares 0 BENEFICIALLY OWNED BY ---------------------------------------------------------- EACH 8 SHARED VOTING POWER REPORTING PERSON Class A Shares 148,190 WITH Class B Shares 166,842 ---------------------------------------------------------- 9 SOLE DISPOSITIVE POWER Class A Shares 0 Class B Shares 0 ---------------------------------------------------------- 10 SHARED DISPOSITIVE POWER Class A Shares 148,190 Class B Shares 166,842 - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Class A Shares 148,190 (315,032 if Class B Shares were converted) Class B Shares 166,842 - -------------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) | | - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) Class A Shares 0.4% (0.9% if Class B Shares were converted) Class B Shares 2.7% - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON (See Instructions) PN - -------------------------------------------------------------------------------- 10 ITEM 1. SECURITY AND ISSUER. The classes of equity securities to which this statement applies are the Class A Common Stock, par value $0.01 (the "Class A Stock"), and the Class B Common Stock, par value $0.01 (the "Class B Stock"), of Constellation Brands, Inc., a Delaware Corporation with its principal offices at 300 WillowBrook Office Park, Fairport, New York 14450 (the "Company"). ITEM 2. IDENTITY AND BACKGROUND. This Schedule 13D is being filed by R, R, M & C Partners, L.L.C. (the "LLC"), R, R, M & C Group, L.P. (the "Partnership"), R, R, M & C Management Corporation (the "General Partner") and a group formed for the purpose of aggregating shares of Class A Stock and coordinating investing activities with respect to such shares (the "Group") including the LLC, the Partnership and the General Partner (the LLC, the Partnership, the General Partner and the Group are referred to herein as the "Reporting Persons"). The other members of the Group are Richard Sands, Robert Sands, Marilyn Sands, CWC Partnership-I ("CWCP-I") and M, L, R & R (the "Group Members"). The Group Members are included in this Schedule 13D solely in their capacity as members of the Group and have previously filed a separate Schedule 13D with respect to their individual holdings. The Partnership is the sole manager of the LLC, the General Partner is the sole general partner of the Partnership and Richard Sands and Robert Sands are each 50% owners of the General Partner and the only directors or officers of the General Partner. Certain information with respect to the Reporting Persons and Group Members is set forth below: 1. R, R, M & C Partners, L.L.C. a. State of Organization: Missouri b. Principal Business: Investing 2. R, R, M & C Group, L.P. a. State of Organization: Missouri b. Principal Business: Investing 3. R, R, M & C Management Corporation a. State of Organization: Missouri b. Principal Business: Investing 11 4. The Group a. State of Organization: Not Applicable b. Principal Business: Investing 5. Richard Sands a. Principal Occupation: Chairman of the Board, President and Chief Executive Officer of the Company b. Citizenship: United States 6. Robert Sands a. Principal Occupation: Group President of the Company b. Citizenship: United States 7. Marilyn Sands a. Principal Occupation: Retired b. Citizenship: United States 8. CWC Partnership-I a. State of Organization: New York (a general partnership) b. Principal Business: Investing 9. M, L, R & R a. State of Organization: New York (a general partnership) b. Principal Business: Investing The principal office address or business address of each of the Reporting Persons and Group Members is 300 WillowBrook Office Park, Fairport, New York 14450. None of the Reporting Persons or Group Members has, during the last five years, been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he, she or it is or was subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. 12 ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The establishment of the Group resulted from the contribution of Class A Stock to the LLC for investment purposes. The Class A Stock was contributed to the LLC as follows: (a) on August 28, 2001 (i) each of Richard Sands and Robert Sands contributed 1,001 shares of Class A Stock to the General Partner and received one-half of the issued and outstanding stock of the General Partner, (ii) the General Partner Contributed 2,002 shares of Class A Stock to the Partnership and received a 0.1% general partnership interest in the Partnership, and (iii) each of Richard Sands, Robert Sands, Marilyn Sands and CWCP-I contributed 500,000 shares of Class A Stock to the Partnership and received a 24.975% limited partnership interest in the Partnership, and (b) on August 31, 2001, the Partnership Contributed all 2,002,002 shares of Class A Stock to the LLC. ITEM 4. PURPOSE OF THE TRANSACTION The shares of Class A Stock were contributed to the General Partner, the Partnership and the LLC for investment purposes. Subsequent to the contribution, the Company filed a pre-effective amendment to its registration statement on Form S-3 (No. 333-63480) permitting the sale to the public of up to 2,150,000 shares of Class A Stock by the LLC and M, L, R & R. It is currently contemplated that such shares of Class A Stock will be sold in an underwritten public offering. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The table below sets forth the shares of Class A Stock and Class B Stock beneficially owned by each Reporting Person and Group Member. The percentages of ownership were calculated on the basis of 36,470,672 of Class A Stock and 6,075,245 shares of Class B Stock outstanding as of the close of business on July 31, 2001. Shares of Class B Stock are convertible into shares of Class A Stock on a one-to-one basis at any time at the option of the holder. 13