UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Class 1 (convertible) Common Stock | (3) | (3) | Class A Common Stock | 593,352 | $ (3) | I | by RSS Master LLC (1) |
Class B (convertible) Common Stock | (4) | (4) | Class A Common Stock | 22,746,786 | $ (4) | I | by RRAZ Holdings LLC (2) |
Non-Qualified Stock Option (right to buy) | 04/21/2021(5) | 04/21/2030 | Class 1 (convertible) Common Stock | 131,088 | $ 153.02 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/26/2014(6) | 04/26/2023 | Class 1 (convertible) Common Stock | 114,560 | $ 47.79 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/23/2019(5) | 04/23/2028 | Class 1 (convertible) Common Stock | 45,480 | $ 228.26 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/21/2018(6) | 04/21/2027 | Class 1 (convertible) Common Stock | 57,772 | $ 172.09 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/03/2013(6) | 04/03/2022 | Class 1 (convertible) Common Stock | 212,380 | $ 24.5 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/28/2015(6) | 04/28/2024 | Class 1 (convertible) Common Stock | 72,010 | $ 79.61 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/20/2022(5) | 04/20/2031 | Class 1 (convertible) Common Stock | 66,878 | $ 238.31 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/28/2016(6) | 04/28/2025 | Class 1 (convertible) Common Stock | 64,460 | $ 117.12 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/23/2020(5) | 04/23/2029 | Class 1 (convertible) Common Stock | 85,985 | $ 207.48 | I | by RSS Master LLC (1) |
Non-Qualified Stock Option (right to buy) | 04/25/2017(6) | 04/25/2026 | Class 1 (convertible) Common Stock | 54,168 | $ 156.84 | I | by RSS Master LLC (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Robert Sands Master Trust 207 HIGH POINT DRIVE BUILDING 100 VICTOR, NY 14564 |
X | |||
RSS Master LLC 207 HIGH POINT DRIVE BUILDING 100 VICTOR, NY 14564 |
X |
/s/ Thomas Farace, Authorized Person, Robert Sands Master Trust | 05/10/2021 | |
**Signature of Reporting Person | Date | |
/s/ Thomas Farace, Authorized Person, RSS Master LLC | 05/10/2021 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | RSS Master LLC is the direct owner of these securities. RSS Master LLC is a limited liability company that is wholly-owned by the Robert Sands Master Trust. |
(2) | The reported shares are also indirectly owned by RSS Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limitedpartnerships. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar, and RSS Master LLC is a member of RRA&Z. RSS Master LLC is a sole member limited liability company of which the Robert SandsMaster Trust is the sole owner. |
(3) | Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. |
(4) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. |
(5) | This option becomes exercisable at the rate of 25% per year beginning on the date specified. |
(6) | 100% of this option has become exercisable. |
Remarks: The Form 3 that was filed was intended to be filed jointly by Robert Sands Master Trust and RSS Master LLC. This Amendment is being filed solely to include RSS Master LLC as a reporting person. |