1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class 1 (convertible) Common Stock
|
(3)
|
(3)
|
Class A Common Stock
|
593,352
|
$
(3)
|
I
|
by RSS Master LLC
(1)
|
Class B (convertible) Common Stock
|
(4)
|
(4)
|
Class A Common Stock
|
22,746,786
|
$
(4)
|
I
|
by RRAZ Holdings LLC
(2)
|
Non-Qualified Stock Option (right to buy)
|
04/21/2021(5)
|
04/21/2030 |
Class 1 (convertible) Common Stock
|
131,088
|
$
153.02
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/26/2014(6)
|
04/26/2023 |
Class 1 (convertible) Common Stock
|
114,560
|
$
47.79
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/23/2019(5)
|
04/23/2028 |
Class 1 (convertible) Common Stock
|
45,480
|
$
228.26
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/21/2018(6)
|
04/21/2027 |
Class 1 (convertible) Common Stock
|
57,772
|
$
172.09
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/03/2013(6)
|
04/03/2022 |
Class 1 (convertible) Common Stock
|
212,380
|
$
24.5
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/28/2015(6)
|
04/28/2024 |
Class 1 (convertible) Common Stock
|
72,010
|
$
79.61
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/20/2022(5)
|
04/20/2031 |
Class 1 (convertible) Common Stock
|
66,878
|
$
238.31
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/28/2016(6)
|
04/28/2025 |
Class 1 (convertible) Common Stock
|
64,460
|
$
117.12
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/23/2020(5)
|
04/23/2029 |
Class 1 (convertible) Common Stock
|
85,985
|
$
207.48
|
I
|
by RSS Master LLC
(1)
|
Non-Qualified Stock Option (right to buy)
|
04/25/2017(6)
|
04/25/2026 |
Class 1 (convertible) Common Stock
|
54,168
|
$
156.84
|
I
|
by RSS Master LLC
(1)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
RSS Master LLC is the direct owner of these securities. RSS Master LLC is a limited liability company that is wholly-owned by the Robert Sands Master Trust. |
(2) |
The reported shares are also indirectly owned by RSS Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limitedpartnerships. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar, and RSS Master LLC is a member of RRA&Z. RSS Master LLC is a sole member limited liability company of which the Robert SandsMaster Trust is the sole owner. |
(3) |
Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. |
(4) |
Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. |
(5) |
This option becomes exercisable at the rate of 25% per year beginning on the date specified. |
(6) |
100% of this option has become exercisable. |