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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option (Right to buy) | $ 6.75 | 11/02/2005 | M | 19,840 | (2) | 06/20/2010 | Class A Common Stock | 19,840 | $ 0 | 0 | D | ||||
Non-Qualified Stock Option (Right to buy) | $ 6.5 | (2) | 04/14/2009 | Class A Common Stock | 44,000 | 44,000 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 8.8713 | (2) | 04/10/2011 | Class A Common Stock | 68,800 | 68,800 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 10.25 | (2) | 09/26/2011 | Class A Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 11.795 | (2) | 04/02/2013 | Class A Common Stock | 63,000 | 63,000 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 11.75 | (3) | 04/03/2013 | Class A Common Stock | 60,000 | 60,000 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 16.63 | (2) | 04/06/2014 | Class A Common Stock | 63,800 | 63,800 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 23.02 | 12/23/2008(4) | 12/23/2014 | Class A Common Stock | 40,000 | 40,000 | D | ||||||||
Non-Qualified Stock Option (Right to buy) | $ 27.235 | 04/07/2009(5) | 04/07/2015 | Class A Common Stock | 40,600 | 40,600 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SUMMER THOMAS S C/O CONSTELLATION BRANDS, INC. 370 WOODCLIFF DRIVE, SUITE 300 FAIRPORT, NY 14450 |
Executive VP & CFO |
H. Elaine Farry For: Thomas S. Summer | 11/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares of Class A Common Stock acquired in July 2005 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. |
(2) | 100% of this option has become exercisable. |
(3) | 50% of this option has become exercisable and the remaining 50% will become exercisable in two equal annual installments, beginning on April 3, 2006. |
(4) | This option becomes exercisable prior to the date specified as follows: (i) 25% has become exercisable; (ii) an additional 25% will become exercisable after the fair market value of a share of Class A Common Stock has been at least $30.445 for fifteen (15) consecutive trading days; and (iii) the remaining 50% will become exercisable after such fair market value has been at least $35.01 for fifteen (15) consecutive trading days. |
(5) | This option becomes exercisable prior to the date specified as follows: (i) 25% will become exercisable after the fair market value of a share of Class A Common Stock has been at least $31.32 for fifteen (15) consecutive trading days; (ii) an additional 25% will become exercisable after such fair market value has been at least $36.02 for fifteen (15) consecutive trading days; and (iii) the remaining 50% will become exercisable after such fair market value has been at least $41.425 for fifteen (15) consecutive trading days. |
Remarks: * The information presented in this Form 4 reflects the effect of the Company's two-for-one stock splits that were distributed in the form of stock dividends on May 13, 2005 to stockholders of record on April 29, 2005. |